Practical Compliance Services Ltd
proactive compliance support
A Remote service for all firms
Electronic communication, reports and action plans
Reminders
PCS can retain the firm’s compliance T&C procedures and amend remotely as
required
Half-yearly help in compiling changes to Menus, other stationery
RMAR guidance
Monitoring of T&C
KPIs, on-going competence
Electronic sample of client files
FSA queries and correspondence
Risk based monitoring
Treating Customers Fairly guidance and action plan